The Gibbs-Donnan effect

This chapter is vaguely relevant to Section E(i) of the 2017 CICM Primary Syllabus, which expect the exam candidate to "explain mechanisms of transport of substances across cell membranes, including an understanding of the Gibbs-Donnan effect". The Gibbs-Donnan effect is of course not really a mechanism of transport across cell membranes; rather, transport across cell membranes is the mechanism of Gibbs-Donnan effect; but such objections are pointlessly academic.  Question 14 from the second paper of 2017 dedicated 40% of the marks to the Gibbs-Donnan effect. Apparently, a large number of the exam candidates confused it with the electrochemical gradients which produce and maintain the resting membrane potential, which the examiners viewed as a minor disaster. To prevent future confusion, the Gibbs-Donnan effect can be summarised thus:

  • The Gibbs-Donnan effect describes the unequal distribution of permeant charged ions on either side of a semipermeable membrane which occurs in the presence of impermeant charged ions. 
  • At Gibbs-Donnan equilibrium,
    • On each side of the membrane, each solution will be electrically neutral
    • The product of diffusible ions on one side of the membrane will be equal to the product of diffusible ions on the other side of the membrane
    • The electrochemical gradients produced by unequal distribution of charged ions produces a transmembrane potential difference which can be calculated using the Nernst equation
    • The presence of impermeant ions on one side of the membrane creates an osmotic diffusion gradident attracting water into that compartment.
  • The mechanisms which maintain the resting membrane potential and the mechanisms of the Gibbs-Donnan effect are different phenomena:
    • The Donnan equlibrium is a completely passive process: i.e. no active transporters are involved in maintaining this equilibrium.
    • A Donnan equilibrium is an equilibrium, i.e. ion concentrations on either side of the barrier are static. 
    • If the Donnan equilibrium were to become fully established,  the increase in intracellular ions would cause cells to swell due to the osmotic influx of water.
    • At a Donnan equilibrium, the resting membrane potential would be only about -20 mV. This potential would exist even if the membrane permeability for all ions was the same.
    • The resting membrane potential, in contrast, requires different permeabilities for potassium and for sodium, and is maintained actively by constant Na+/K+ ATPase activity.
    • Because biological membranes (especially of exciteable tissues) are never at equilibrium, the Goldman-Hodgkin-Katz equation is usually a better choice for explaining their electrochemical behaviour.

The most thorough and definitive resource for this topic would have to be Nicholas Sperelakis' Cell Physiology Source Book, where Chapter 15 (p.243 of the 3rd edition) discusses the Gibbs-Donnan equilibrium in miniscule detail. That's probably also a good reference for a discussion of why the Gibbs-Donnan effect is not the main mechanism responsible for the resting membrane potential. Guyton & Hall mentions the Donnan effect in relation to capillary fluid shifts around page 196 of the 13th edition, and the treatment of this phenomenon there is most unsatisfying. Ganong's Review of Medical Physiology does a slightly better job (p.6 of the 23rd edition), three or so paragraphs which is probably good enough for government work. If one is temperamentally unsuited to piracy, one can pay for these textbooks and find these references inside them. Alternatively, Nguyen & Kurtz (2006) have a free article online which discusses the concept in great detail, with overmuch algebra and a focus on the Gibbs-Donnan equilibrium between interstitial and intravascular fluid. 

Definition and history of the Gibbs-Donnan (or just Donnan) Effect

One might expect it to be best defined by Frederick George Donnan himself (eg. in a posthumous reprint of his 1911 paper) but unfortunately Donnan himself had never been familiar with the needs of CICM primary candidates and therefore made no effort to abbreviate his principle into a memorable soundbite. Instead, the paper is an excellent, well written long-form explanation of the effect, probably better than anything subsequently published in glossy colour textbooks.  If one needs a short definition, one can be reconstructed from the first paragraph of the entry from the Encyclopedia of Membranes (Drioli & Giorno, 2015):

"The Donnan Effect is the phenomenon of predictable and unequal distribution of permeant charged ions on either side of a semipermeable membrane, in the presence of impermeant charged ions"

Is it the Donnan effect, or is it the Gibbs-Donnan effect? Donnan never called his effect "the Donnan effect", but from 1911 onward it became known as such, and at this stage there was zero Gibbs in the public mentions of this concept. J.W Gibbs was predominantly a physicist and mathematician who contributed (massively) to chemistry some decades before Donnan came along. The relationship between the Donnan effect and the published works by Gibbs was unearthed in 1923 by G.S Adair, who found a Gibbsian equation from 1906 which was essentially identical to Donnan's equation. There is little doubt that Donnan was significantly influenced by Gibbs, to the extent of giving addresses in his honour and describing him as "a man of genius, combining profound insight with the highest powers of logical reasoning" (Donnan, 1925). Subsequent publications by Donnan (eg. Donnan, 1924) are well-furnished with appropriate attributions, i.e Gibbs' equation is acknowledged at the very beginning. Donnan even went on to publish what appears to be a two-volume hagiography of Gibbs' scientific works. So, whose effect is it? "Gibbs-Donnan" seems to be the most politically correct approach where the chronologically earlier author is given primacy, but many writers omit Gibbs even now. This is a state of affairs which Josiah Willard Gibbs would probably have been quite at peace with, considering that he possessed a character rather devoid of flamboyant ambition, and was "not an advertiser for personal renown".

Explanation of the Gibbs-Donnan effect

Because of some inherent lassitude on the part of the author, what follows is essentially a recapitulation of the original description Donnan gave for his own effect in 1911, but with potassium substituted for sodium. This simplified two-compartment experiment remains an effective means of explaining the concept; to add cellular realism to this description would sacrifice clarity to accuracy.

Behold, these two compartments. For the purposes of maintaining some attachment to college syllabus documents, let us label them "intracellular" and "extracellular". In these compartments, some ions are dissolved. Let's make those potassium and chloride, because those seem important. Separating the compartments is a membrane which is somewhat permeable to potassium and chloride ions, but completely impermeable to proteins.

Gibbs-Donnan equlibrium 1

The concentration of electrolytes in each compartment is equal, and electroneutrality of each compartment is maintained. If one were that way inclined, one might be able to represent this equilibrium as an equation, where "int" means intracellular and "ext" means extracellular.

[K+]ext  × [Cl-]ext  =  [K+]int  × [Cl-]int 

Now, let's replace the KCl in the intracellular compartment with a potassium proteinate, i.e. a molecule where the potassium comes with some negatively charged protein (Pr-) as its conjugate.  The protein is not diffusible, and so it does not participate in the equation above (i.e. [Pr-]ext can never be the same as [Pr-]int). Now, intracellular and extracellular concentrations of potassium remain the same (and so the potassium is not inclined to diffuse anywhere), but now there is a concentration gradient for the chloride ions. Let's say the original concentration was 100 mmol/L; the concentration gradient is now from 100 mmol/L to 0 mmol/L.

Gibbs-Donnan equilibrium 2

So, because the membrane is permeable to chloride ions and now there's a concentration gradient, some of the chloride ions diffuse into the intracellular compartment. By necessity, they are accompanied by some potassium ions, so that electroneutrality is preserved. 

Gibbs-Donnan equilibrium 3

The chloride ions are also repelled by the negatively charged protein in the intracellular compartment, and so the bulk of the chloride remains on the extracellular side of the membrane. 

Gibbs-Donnan equilibrium 4

So; electroneutrality is preserved. So is the total concentration balance of diffusible ions, such that the product of extracellular diffusable ion concentrations is the same as the product of intracellular diffusible ion concentrations:

[K+]ext  × [Cl-]ext  =  [K+]int  × [Cl-]int 

Without falling into a rabbit hole of quadratic equations, it will suffice to say that if we started with concentrations of 100 mmol/L  on either side, once protein is added we end up with about 33 mmol/L of chloride on the intracellular side, as well as 133 mmol/L of potassium; the extra ion molecules came from the extracellular fluid, and therefore that compartment becomes relatively ion-poor, with about 66.6 mmol/L of each species. 

Now, of course, because there is an electrical gradient as well as a chemical diffusion gradient acting on the ions, there will be a slightly unequal distribution of charge across the membrane, leading to a potential difference. This is a familiar concept discussed at great lengths in the chapter on the resting membrane potential.  It will suffice to say that for each ion the balance between the concentration gradient and the electrical gradient is described by the Nernst equation, and the total potential difference across the membrane which results from the combined effect of all the ion movements can be described by the Goldman–Hodgkin–Katz equation, taking into account the fact that for each ion the membrane permeability will be different.  In short, the Gibbs-Donnan effect sets up a transmembrane potential difference because the distribution of charged ions across the membrane is uneven. This potential difference is apparently quite small. Sperelakis (2011) gives a value of -20 mV, though it is not clear where that number comes from. 

Gibbs-Donnan equilibrium 5

So, we are now at the Gibbs-Donnan equilibrium: the products of diffusible ion concentrations must be the same on both sides, and on each side of the membrane electrical neutrality is preserved. However, the presence of non-diffusible protein makes the total concentration of intracellular molecules much higher than the concentration of extracellular molecules:

Intracellular concentration  = [K+]int + [Cl-]int + [Pr-]int

Extracellular concentration = [K+]ext + [Cl-]ext

Gibbs-Donnan equilibrium 6

In fact, in this (wildly physiologically inaccurate) thought experiment, the difference in osmolality is quite stark (there's about 134 mOsm/L difference). With this sort of osmotic gradient, water would surge across the membrane, causing the cell to swell hideously and explode.

Obviously, that does not happen in vivo. The Na+/K+ ATPase plays a major role in preventing cellular osmoexplosion by pumping three sodium ions out of the cell in exchange for two potassiums. The terrible sodium permeability of the cell membrane means that the sodium generally keeps to the extracellular compartment, maintaining the osmolality there. As a result, a second Donnan effect (this time with the non-diffusible ions being extracellular sodium) is established across the membrane, which maintains an osmotic counter-gradient for water movement. Thus, there is a "double Donnan effect" in action at every cell membrane. For exam purposes, the CICM trainee would be advised to avoid terms like "osmoexplosion"; the formal statement would be that "ATP-powered sodium pumps decrease intracellular osmolality by actively transporting sodium out of the intracellular fluid, thereby maintaining cell volume homeostasis via a second Donnan effect". 

The importance of Na+/K+ ATPase in maintaining a stable cell volume was well established by a series of early authors who disabled the pump using various methods and then observed as the cells swelled and ruptured. For example, Russo et al (1977) used hypothermia to halt all cellular metabolic activity and thereby abolish ion pumping. The rat liver slices were incubated at 1ºC for 90 minutes and then examined under an electron microscope, comparing them to normothermic controls. With ion pumps disabled, the cells increased in size markedly. Their water content increased by about 60%, and their sodium content more than quadrupled. 

And at this point, reader, it appears convenient for us to briefly stop and sing an ode to Na+/K+ ATPase, mainly because we have just finished discussing its importance. It also happens to have become a 25% part of Question 2 from the first paper of 2022.

Structure and function of the Na+/K+ ATPase pump

How this subject matter makes a good intensivist, who could say. But it is hard to argue against knowing a little bit about this protein, as it certainly seems rather central to all cellular life. 

In short:

  • Structure of the Na+/K+ ATPase pump
    • The Na+/K+ ATPase pump is a heteromeric transmembrane protein with a total molecular mass of around 170 kDa.
    • It is a member of the P-type ATPase family of ion pumps, all of which form a covalently bound aspartylphosphate using ATP to move their specific ions, and which are ubiquitous to all forms of eukaryotic and prokaryotic life (Møller et al, 1996).
    • The complex contains three subunits (one α, one β, and one FXYD subunit)
    • In case you like pictures, it looks like this:
      Na+ K+ ATPase from Rice et al (2001)
      This image is a 3D reconstruction from data collected by Rice et al (2001).
    • The α subunit is the main actor and contains the cytoplasmic domains necessary for function
  • Function of the Na+/K+ ATPase pump, without going into too much detail:
    • The pump cycles through two states, the sodium-affinity state (E1) and the potassium affinity state (E2)
    • In the E1 state, three high affinity sites on the cytoplasmic domain binds three sodium atoms (they are attracted to negative charges on aspartate and glutamate residues)
    • This blocks the cytoplasmic pore because the cytoplasmic domain undergoes a conformational change
    • Now, the pump binds ATP and is phosphorylated.
    • The release of the ADP left over from this process triggers the change to the E2 state, where the pump loses its affinity for sodium and gains an affinity for potassium
    • The sodium atoms are therefore released from their binding sites, via the extracellular domain.
    • The extracellular domain in the E2 state has a high affinity for potassium ions and binds two of them
    • This binding then closes the extracellular domain
    • The protein is phosphorylated after this, and changes back to the E1 state, where its affinity for potassium is reduced (and the potassium is released via the cytoplasmic domain, which remains open and ready to accept sodium ions

For a lot more detail, the interested reader is referred to Clausen et al (2017)

Gibbs-Donnan effects beyond the cellular scale

Apart from influencing the confusing ATP-pump-infested environment of the cell, the Gibbs-Donnan effect also influences other macroscopic environments, and through a detailed discussion of these matters falls outside the remit of this chapter, it would be amiss to completely ignore these applications of the concept. In short, wherever a membrane separates compartments and isolates a non-diffusible substance within one of them, we can find some application of the Gibbs-Donnan effect.

In Australia, Kerry Brandis' The Physiology Viva is usually the first detailed introduction to this concept one encounters after leaving med school, and the example discussed below has been elaborated from his excellent notes on the subject. If one requires something more substantial from the published literature and is unwilling to pay for Brandis' book, Nguyen & Kurtz (2006) have produced an excellent review of the subject, bristling with a dense thicket of mathematical derivations. To maintain some vestiges of exam focus, these have been omitted from the discussion below.

In short, again we are presented with two compartments, this time interstitial and intravascular. Let us fill these with physiologically plausible concentrations of electrolytes.

Gibbs-Donnan equilibrium

All the ions are staying put. There are no forces shifting them around. Now lets add some anionic protein, as before. 

Gibbs-Donnan electrostatic gradient

Now, there is an electrostatic force repelling chloride out of the intravascular compartment. Consequently, more chloride collects in the interstitial fluid. The same force is attracting sodium back into the intravascular compartment. This competes with the concentration gradient. In order to render the concept easier to understand, the author has resorted to kindergarten-level graphic design, representing the electrochemical gradients with coloured slopes. One can almost imagine little ions sliding down them.

Gibbs-Donnan concentration gradient

The attractive force of anionic protein for sodium competes with the concentration gradient sucking it back into the interstitial compartment. At a certain concentration, some sort of equilibrium is reached.

Of course, in reality this is not a true equilibrium. There is still unequal particle concentration on both sides of the membrane. An equilibrium between the concentration gradient and the electrostatic gradient is reached, but there is still water to consider.

Gibbs-Donnan osmotic gradient

Water is osmotically attracted into the vascular compartment. The movement of water would then dilute the concentration of the ions, and there would be a change in their concentration gradients. So there is no stable steady state.

There is movement of some ions out of the intravascular space, but at Gibbs-Donnan equilibrium there are still more particles in the vascular compartment, exerting an oncotic pressure.

Gibbs-Donnan osmotic gradient vs oncotic pressure

The oncotic force sucking water into the capillaries is opposed by the capillary hydrostatic pressure, which is applied by the pumping action of the heart. If this pressure becomes too great (eg. if the heart fails and the capillary venous pressure rises) the capillary hydrostatic pressure overcomes the plasma oncotic pressure and forces the water out of the vascular compartment. Oedema ensues.

The distribution of ions in the interstitial and intravascular compartments can be expressed in terms of a coefficient factor which describes the distribution of the ion in the interstitial fluid as a proportion of its concentration in the plasma. This is generally referred to as the Gibbs-Donnan Factor. The value of this factor for monovalent cations is 0.95 (i.e. the sodium concentration in the interstitial fluid is 0.95 × the concentration in plasma). For monovalent anions, its 1.05. Divalent cations like calcium are partially protein bound, and the Gibbs – Donnan effect only applies to the ionized forms. For them, the factor is 0.90 (and conversely 1.10 for the divalent anions).

References

Donnan, Frederick George. "Theory of membrane equilibria and membrane potentials in the presence of non-dialysing electrolytes. A contribution to physical-chemical physiology." Journal of Membrane Science 100.1 (1995): 45-55.

Adair, G. S. "On the Donnan equilibrium and the equation of Gibbs." Science 58.1488 (1923): 13-13.

Donnan, Frederick George. "The theory of membrane equilibria." Chemical Reviews 1.1 (1924): 73-90.

Nguyen, Minhtri K., and Ira Kurtz. "Quantitative interrelationship between Gibbs-Donnan equilibrium, osmolality of body fluid compartments, and plasma water sodium concentration." Journal of Applied Physiology 100.4 (2006): 1293-1300.

Masuda, Takashi, Geoffrey P. Dobson, and Richard L. Veech. "The Gibbs-Donnan near-equilibrium system of heart." Journal of Biological Chemistry 265.33 (1990): 20321-20334.

Tosteson, D. C., and J. F. Hoffman. "Regulation of cell volume by active cation transport in high and low potassium sheep red cells." The Journal of general physiology 44.1 (1960): 169-194.

Wilson, T. H. "Ionic permeability and osmotic swelling of cells." Science 120.3107 (1954): 104-105.

Russo, M. A., G. D. V. Van Rossum, and T. Galeotti. "Observations on the regulation of cell volume and metabolic controlin vitro; changes in the composition and ultrastructure of liver slices under conditions of varying metabolic and transporting activity." The Journal of membrane biology 31.1 (1977): 267-299.

Nguyen, Minhtri K., and Ira Kurtz. "Quantitative interrelationship between Gibbs-Donnan equilibrium, osmolality of body fluid compartments, and plasma water sodium concentration." Journal of Applied Physiology 100.4 (2006): 1293-1300.

Clausen, Michael V., Florian Hilbers, and Hanne Poulsen. "The structure and function of the Na, K-ATPase isoforms in health and disease." Frontiers in physiology 8 (2017): 371.

Rice, William J., et al. "Structure of Na+, K+-ATPase at 11-Å Resolution: Comparison withCa2+-ATPase in E1 and E2 States." Biophysical Journal 80.5 (2001): 2187-2197.

Møller, Jesper V., Birte Juul, and Marc le Maire. "Structural organization, ion transport, and energy transduction of P-type ATPases." Biochimica et Biophysica Acta (BBA)-Reviews on Biomembranes 1286.1 (1996): 1-51.